K. W. CHAMBERS & CO.
(and
Affiliated Companies*)
PRIVACY POLICY STATEMENT
June 2006
At
K. W. Chambers & Co. we understand that confidentiality and trust are key
elements of any financial relationship. Because you have entrusted us with
personal information, including your financial situation and goals, we make
safeguarding that information and protecting your privacy a top priority.
We
are providing this Privacy Statement to you in accordance with recent
legislation requiring financial firms to disclose their processes for
obtaining, using and protecting customer information. You will receive a
copy of our Privacy Statement on an annual basis.
K.
W. Chambers & Co. does not sell your personal information to anyone.
Collection of Information: Nonpublic personal information includes much of
the information you provide to us and the related information about your
transactions and your account(s) at K. W. Chambers & Co. Examples of
nonpublic personal information include the information you provide on the
new account form, your account balance or transactional history, and the
fact that you are a customer of K. W. Chambers & Co.
We
collect nonpublic personal information about you from the following sources:
-
Information we receive from you on applications or other forms
-
Information about your transactions with us or our affiliates
-
Information about your transactions with nonaffiliated third parties, such
as providers of mutual funds, annuities, insurance and other investments
offered through K. W. Chambers & Co. or its affiliates
-
Information we may collect from other nonaffiliated third parties, such as
marketing research firms
-
Information we may receive from a consumer reporting agency
Disclosure of Information:
We do not disclose any personal information about our customers or former
customers to anyone, except as required or permitted by law, or upon your
written consent.
In
the course of providing securities services, we may disclose the information
we collect to our affiliates or to companies which perform services on our
behalf, such as account administration, transaction processing, marketing
services, and processing and delivery of account statements and other
documents, or to other financial institutions with whom we have joint
marketing agreements.
Security of Information:
We restrict access to your nonpublic personal information to personnel who
are necessary or appropriate to provide products or services to you. We
maintain physical, electronic, and procedural safeguards to protect your
nonpublic personal information.
Right to Opt Out:
K. W. Chambers & Co. does not currently disclose nonpublic personal
information of its customers to nonaffiliated third parties, except as
necessary in the course of providing investment services. If, in the
future, this policy changes, you will be notified and given an opportunity
to opt out of having this information shared.
If
you have questions about our privacy policy, please contact your Financial
Consultant, or call Customer Service Department, at (314) 236-2444.
Thank you for your continued trust and confidence in K. W. Chambers & Co.
As of June, 2001 K.W.
Chambers & Co. and
Datatex Investment
Services, Inc., are affiliated companies. And both are affiliated companies
of Huntleigh Securities, Corp.
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